Wiley Securities Industry Essentials Exam Review 2022, Wiley
Автор: Malliaris Anastasios G. Название: World Scientific Handbook of Futures Markets ISBN: 9814566918 ISBN-13(EAN): 9789814566919 Издательство: World Scientific Publishing Рейтинг: Цена: 162630.00 T Наличие на складе: Есть у поставщика Поставка под заказ. Описание:
The World Scientific Handbook of Futures Markets serves as a definitive source for comprehensive and accessible information in futures markets. The emphasis is on the unique characteristics of futures markets that make them worthy of a special volume. In our judgment, futures markets are currently undergoing remarkable changes as trading is shifting from open outcry to electronic and as the traditional functions of hedging and speculation are extended to include futures as an alternative investment vehicle in traditional portfolios. The unique feature of this volume is the selection of five classic papers that lay the foundations of the futures markets and the invitation to the leading academics who do work in the area to write critical surveys in a dozen important topics.
Автор: Wiley Название: Wiley Securities Industry Essentials Exam Review 2020 ISBN: 1119703719 ISBN-13(EAN): 9781119703716 Издательство: Wiley Рейтинг: Цена: 32000.00 T Наличие на складе: Поставка под заказ. Описание: Created by the experts at The Securities Institute of America, Inc., Wiley Securities Industry Essentials Exam Review Study Guide 2019 arms you with what you need to score high on the test and pass the SIE Exam. Designed to let you build and fine-tune your knowledge of all areas covered and guarantee that you're prepared mentally and strategically to take the test.
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Knowledge of Capital Markets
Understanding Products and Their Risks
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Overview of Regulatory Framework
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Introduction to the SIE Exam Get a thorough breakdown of what the test is and what's on it
Knowledge of Capital Markets Regulatory Entities, Agencies, and Market Participants, Market Structure, Economic Factors, Offerings, Practice Questions and Answer Explanations
Understanding Products and Their Risks Products, Investment Risks, Practice Questions and Answer Explanations
Understanding Trading, Customer Accounts and Prohibited Activities Trading, Settlement and Corporate Actionsm, Customer Accounts and Compliance Considerations, Prohibited Activities, Practice Questions and Answer Explanations
Overview of the Regulatory Framework SRO Regulatory Requirements for Associated Persons, Employee Conduct and Reportable Events, Practice Questions and Answer Explanations
Disclaimer: The Financial Industry Regulatory Authority (FINRA) does not endorse this product nor is FINRA affiliated in any way with the owner or any content related to this website.
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Автор: Rice, Steven M. Название: Securities industry essentials exam 2023 2024 for dummies with online practice ISBN: 1119886856 ISBN-13(EAN): 9781119886853 Издательство: Wiley Рейтинг: Цена: 23220.00 T Наличие на складе: Поставка под заказ. Описание: Sarah Derbew brings into brilliant new focus varied portrayals of blackness in ancient Greek literature and art, while critiquing modern classical misappropriations which retroactively project contemporary theories of race and skin color onto archaic settings. This is a compelling contribution to better understanding of representations of blackness in antiquity.
Автор: Jack W. Plunkett Название: Plunkett`s Investment & Securities Industry Almanac 2022: Investment & Securities Industry Market Research, Statistics, Trends and Leading Companies ISBN: 1628316292 ISBN-13(EAN): 9781628316292 Издательство: Mare Nostrum (Eurospan) Рейтинг: Цена: 317670.00 T Наличие на складе: Есть у поставщика Поставка под заказ. Описание: The investment industry is increasingly a global business. This is partly due to the needs of multinational corporations to obtain financing in more than one nation. Cross-border investments and acquisitions continue at a rapid pace. The asset management business is becoming larger, more complex and more competitive, while hedge funds and private equity dominate large portions of the industry. This carefully-researched book is a complete investments, securities and asset management market research and business intelligence tool--everything you need to know about the business of investments, including: investment banking, stock brokers, discount brokers, online trading, trends in financial information technologies, asset management, stock ownership by individuals and households, 401(k)s and pension plans, mutual funds, ETFs, ECNs and exchanges. The book includes vital industry statistics; a glossary; industry contacts such as industry associations and government agencies; and our profiles of 400 leading global firms in the investment and asset management business, both public and private. You'll find a complete overview, industry analysis and market research report in one superb, value-priced package.
Passing The Securities Trader Examination (Series 57) qualifies an individual to engage in NASDAQ and OTC Equity trading and to act as a proprietary trader. The exam covers Market Overview and Products, Engaging in Professional Conduct and Adhering to Regulatory Requirements, Trading Activities, Maintaining Books and Records and Trade Reporting. There are no prerequisites to taking the series 57 exam other than being sponsored by a FINRA member firm.
Created by the experts at The Securities Institute of America, Inc., Wiley Series 57 Exam Review 2019 arms you with everything you need to pass this challenging 125-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:
Dozens of examples
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Passing the Uniform Combined State Law Examination (Series 66) qualifies an individual to represent both a broker-dealer and an investment adviser. It covers such topics as client investment strategies and ethical business practices. Taken as a corequisite with the Series 7 Exam, candidates must complete the Series 66 Exam in order to register as an agent with a state securities administrator.
Created by the experts at The Securities Institute of America, Inc., Wiley Series 66 Exam Review 2019 arms you with what you need to score high on this tough 100-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:
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Passing the Uniform Securities Agent State Law Examination (Series 63) qualifies an individual to act as a securities agent. The exam covers the principles of state securities regulation as reflected in the Uniform Securities Act and its amendments and related rules, as well as ethical practices and fiduciary obligations. Many states require an agent to pass the Series 63 exam in addition to the Series 6, 7 or 62 exams to conduct securities business within the state.
Created by the experts at The Securities Institute of America, Inc., Wiley Series 63 Exam Review 2019 arms you with everything you need to pass this challenging 60-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:
Dozens of examples
Assorted practice questions for each subject area covered in the exam
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Helpful hints on how to study for the test, manage stress, and stay focused
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