Capital Structure and Shari`ah Compliance of non-Financial Firms, Ramazan Yildirim
Автор: Tarik Akin, Abbas Mirakhor Название: Wealth Inequality, Asset Redistribution and Risk-Sharing Islamic Finance ISBN: 3110583739 ISBN-13(EAN): 9783110583731 Издательство: Walter de Gruyter Цена: 107790.00 T Наличие на складе: Есть у поставщика Поставка под заказ. Описание: Wealth inequality has been not only rising at unsustainable pace but also dissociated from income inequality because of the fact that wealth is increasing without concomitant increase in savings and productive capital. Compelling evidence indicates that capital gains and other economic rents are mainly responsible for wealth inequality and its divergence from income inequality. The main argument of the book is that interest-based debt contracts are one of the drivers of wealth inequality through creating disproportional economic rents for the asset-rich. The book also introduces the idea of risk-sharing asset-based redistribution, which is a novel and viable policy proposal, as an effective redistribution tool to address the wealth inequality problem. Furthermore, a large-scale stock-flow consistent macroeconomic model, which is step by step constructed in the book, sheds light on the formation of wealth inequality in a debt-based economy and on the prospective benefits of implementing risk-sharing asset-based redistribution policy tools compared to traditional redistribution policy options. The research presented in this book is novel in many respects and first of its kind in the Islamic economics and finance literature.
Автор: Alhabshi, Syed Adam Mirakhor, Abbas Na`im Haji Mokhtar, Haji Mohd. Alhabshi, Syed Othman Название: Shariah investment agreement ISBN: 3110559617 ISBN-13(EAN): 9783110559613 Издательство: Walter de Gruyter Рейтинг: Цена: 111510.00 T Наличие на складе: Нет в наличии. Описание:
Risk-sharing investment is currently the buzz word in Islamic finance. However, there is an incongruence in applying multilayered and opaque Tijarah contracts for investment purposes. This has contributed to the divergence between Shariah and Common Law and caused tremendous problems and systemic legal risks to Islamic finance.
The authors of Shariah Investment Agreement introduce a legal tool in the form of a Shariah Investment Agreement carefully drafted to ensure that it is Shariah-compliant and can be applied in Common Law jurisdictions as well, so as to allow for the execution of risk-sharing investment in Islamic finance. It details the building blocks and key considerations that must be noted when drafting such agreements so the investor and investee will know what to expect when entering into such a contract.
Proper implementation of the Shariah Investment Agreement will pave a clear route to a harmonious convergence between Shariah and Common Law and lead to Islamic finance developing further to become a stronger, unstoppable force in the finance industry.
Автор: Braun Tomasz Название: Compliance Norms in Financial Institutions: Measures, Case Studies and Best Practices ISBN: 3030249689 ISBN-13(EAN): 9783030249687 Издательство: Springer Цена: 121110.00 T Наличие на складе: Есть у поставщика Поставка под заказ. Описание: This book looks at the efficiency of the compliance measures introduced and the best practices of building compliance norms.This recently observed practice of compliance was triggered by the expectation of regulators, shareholders, clients, business partners and the public for robust compliance mechanisms.
Автор: Richard L Mizelle Название: Community Banks and Credit Unions: Effect of Regulations and Compliance Burdens ISBN: 1536160660 ISBN-13(EAN): 9781536160666 Издательство: Nova Science Рейтинг: Цена: 182680.00 T Наличие на складе: Невозможна поставка. Описание: Community banks ... generally small and locally focused institutions ... are important sources of credit to small businesses. Since the 2007 ... 2009 financial crisis, regulators have made significant changes to the regulatory environment. Chapter 1 examines the data regulators use to measure small business lending, as well as the extent of any regulatory effects on the amount of community banks small business lending and their lending processes, changes in bank populations, and financial performance. Chapter 2 examines (1) the regulations community banks and credit unions viewed as most burdensome and why, and (2) efforts by depository institution regulators to reduce any regulatory burden. GAO analyzed regulations and interviewed more than 60 community banks and credit unions (selected based on asset size and financial activities), regulators, and industry associations and consumer groups.
Автор: Tomasz Braun Название: Compliance Norms in Financial Institutions ISBN: 3030249654 ISBN-13(EAN): 9783030249656 Издательство: Springer Рейтинг: Цена: 93160.00 T Наличие на складе: Есть у поставщика Поставка под заказ. Описание: Initially, introducing compliance functions within the financial industry had been forced by regulatory scrutiny. Later, it started to spread to other regulated companies, in particular those publicly listed. Now, compliance has become an asset of corporates that want to build their reliability among clients, shareholders, employees and business partners. This book looks at the efficiency of the compliance measures introduced and the best practices of building compliance norms.This recently observed practice of compliance was triggered by the expectation of regulators, shareholders, clients, business partners and the public for robust compliance mechanisms. This book looks at the vast interest in this topic among business people who strive to introduce the systems and the mechanisms of non-compliance risk management in their companies and at the uncountable difficulties and obstacles they meet. The book fills the gap of thorough analysis of this subject by pointing out the solutions successfully introduced in global financial organizations, and would be of interest to academics, researchers and practitioners in corporate finance, corporate governance and risk management.
Автор: Brener Alan Название: Strategies for Compliance: Tools, Techniques and Challenges in Financial Services ISBN: 0367337746 ISBN-13(EAN): 9780367337742 Издательство: Taylor&Francis Рейтинг: Цена: 148010.00 T Наличие на складе: Есть у поставщика Поставка под заказ. Описание: Compliance is a fundamental control function within regulated industries globally. This book, An essential resource for board directors, compliance officers and other senior managers, provides an expert introduction to corporate compliance, using cases, examples and insights from the financial services sector and beyond.
Автор: Stuart Bazley, Andrew Haynes Название: Financial Services Regulation and Risk-based Compliance ISBN: 152650197X ISBN-13(EAN): 9781526501974 Издательство: Bloomsbury Academic Рейтинг: Цена: 100320.00 T Наличие на складе: Невозможна поставка. Описание: Previously called Financial Services Authority Regulation and Risk-based Compliance, the third edition of Financial Services Regulation and Risk-based Compliance provides an analysis of the source and operation of risk-based compliance regulation in the UK Financial Services industry. With financial services regulation in the UK having undergone significant restructuring since the second edition with the introduction of the FCA and PRA to replace the FSA, this new edition has been extensively rewritten and restructured in response to these changes and covers: - the history of the development of financial services regulation; the nature and character of regulation; the regulatory reform following the financial crisis - relevant provisions in the Financial Services and Markets Act and an examination of the structural elements of the UK system of financial regulation - an analysis of the statutory framework for setting the regulator’s objectives and holding the PRA and FCA to account - international standard setting IOSCO and Basle; the long arm reach of US regulation; arrangements for cross border regulator cooperation - the regulatory regime for granting authorisation, obtaining , varying and removing business permissions; satisfying FSMA threshold conditions and the responsibility/liability for those that control authorised persons - the nature of risk in financial services; the relationship between capital and risk; risk assessments, capital requirements - how rules are made and their legal effect; rule interpretation, formal rules waivers; the rise of and impact of principles based obligations - PRA and FCA approach to authorised firm supervision; supervisory categories; information gathering and regulatory reporting - the regulatory requirement for systems and controls and its relationship with corporate governance; setting an appropriate control framework including three lines of defence models; the relationship between risk assessment and good governance - the compliance function and its regulatory obligations; the relationship between the compliance function, Risk function and Internal Audit - criminal offences as they apply to the financial sector together with obligations to establish and maintain money laundering systems and controls - The administrative and criminal law regimes relating to Market abuse including the regulation of Financial benchmarks - criminal offences as they apply to the financial sector together with obligations to establish and maintain appropriate systems and controls - analysis of the FCA’s role as UK Listing Authority - conduct risk and the regulation and control of customer facing activity along with analysis of the regulation and control of customer asset custody - analysis of the regulation and control of CIS and hedge funds - analysis of the law for authorisation and control of Recognised Investment Exchanges - the PRA and FCA Senior management and certified person regime for banks and insurers; the Approved Person regime; Training and Competence - personal responsibility together with administrative and criminal law liability for those persons that work in a Compliance Function including the Compliance Oversight office holder and Money Laundering Reporting Officer - handling customer complaints and the jurisdiction of FOS; regulatory obligations for handling of non FOS jurisdiction complaints - regulation by and duties to other bodies and agencies, the SFO, NCA, Financial Markets such as the LSE, the takeover panel and the professions including reference to the banking standards board - examination of why compliance breakdown may occur; the PRA and FCA statutory powers of investigation and enforcement - how might regulation and compliance develop, lessons from the past and emerging regulation Financial Services Regulation and Risk-based Compliance will help all organisations operating in this heavily regulated industry to accurately comply with their legal responsibilities.
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