Securities Regulation, Selected Statutes, Rules and Forms, 2019 Edition, Thomas Lee Hazen

Автор: Thomas Hazen
Название: The Law of Securities Regulation
ISBN: 0314284540 ISBN-13(EAN): 9780314284549
Издательство: Mare Nostrum (Eurospan)
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Цена: 136750.00 T
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Описание: Revised to reflect the SEC's the Dodd-Frank and JOBS Acts as well as recent Supreme Court and other case law developments, this Hornbook is totally up to date. It is a comprehensive secondary source for the study of Securities Regulation. Coverage includes definition of ""security,"" registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. The up-to-date discussion of market regulation includes discussion of the role of FINRA, the successor to the regulatory arms of the New York Stock Exchange and the National Association of Securities Dealers.

Автор: Thomas Hazen
Название: Principles of Securities Regulation, Revised
ISBN: 1683288297 ISBN-13(EAN): 9781683288299
Издательство: Mare Nostrum (Eurospan)
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Цена: 57290.00 T
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Описание: Includes the most recent developments in securities regulation, including the JOBS Act. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and an overview of investment company regulation.

Автор: John C. Coffee Jr, Hillary A Sale, M. Todd Henderson
Название: Federal Securities Laws: Selected Statutes, Rules, and Forms, 2018-2019 Edition
ISBN: 1642426733 ISBN-13(EAN): 9781642426731
Издательство: Mare Nostrum (Eurospan)
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Цена: 94250.00 T
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Описание: This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. It contains many changes from the prior year’s version: Changes to Regulation S–K; Changes to Regulation S–X; New Securities Act Rule 135d regarding communications involving security-based swaps; Amendment of Securities Act Rule 701; Temporary relief from certain crowdfunding reporting requirements in Securities Act Rule 203; and Temporary Investment Company Act Rule 30b1–9(T) regarding monthly reports on Form N-PORT. This edition has a cutoff date of September 15th, 2018.

Автор: John Coffee, Hillary Sale, Matthew Henderson
Название: Federal Securities Laws: Selected Statutes, Rules and Forms
ISBN: 1683288025 ISBN-13(EAN): 9781683288022
Издательство: Mare Nostrum (Eurospan)
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Цена: 87780.00 T
Наличие на складе: Нет в наличии.
Описание: Serves as a federal securities laws supplement, providing selected statutes, rules, and forms. This is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, and related federal laws.

Автор: Thomas Hazen
Название: Securities Regulation, Selected Statutes, Rules and Forms, 2018 Edition
ISBN: 1683286588 ISBN-13(EAN): 9781683286585
Издательство: Mare Nostrum (Eurospan)
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Цена: 109030.00 T
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Описание: Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2017.

Автор: Moloney Niamh
Название: EU Securities and Financial Markets Regulation
ISBN: 0199664358 ISBN-13(EAN): 9780199664351
Издательство: Oxford Academ
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Цена: 85530.00 T
Наличие на складе: Поставка под заказ.
Описание: The is the first comprehensive, authoritative account of the new regulatory and supervisory regime which now applies to the EU financial market following the radical and far-reaching regulatory, supervisory, and institutional reforms which have followed since the Global Financial Crisis.

Автор: Allen W.A.
Название: The Bank of England and the Government Deb
ISBN: 110849983X ISBN-13(EAN): 9781108499835
Издательство: Cambridge Academ
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Цена: 109830.00 T
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Описание: This book analyzes the operations of the Bank of England in the gilt-edged market during the mid-twentieth century. Drawing heavily on the archives and daily ledgers of the Bank of England, William A. Allen presents a specialized and revealing study of the practice and governance of British monetary policy.

Автор: Patrick S. Kenadjian
Название: The Bank Recovery and Resolution Directive: Europe`s Solution for "Too Big To Fail "?
ISBN: 3110321076 ISBN-13(EAN): 9783110321074
Издательство: Walter de Gruyter
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Цена: 102830.00 T
Наличие на складе: Есть у поставщика Поставка под заказ.
Описание: The volume is a collection of articles based on presentations given at a conference titled “The Crisis Management Directive – Europe’s Answer for Too Big to Fail?” hosted by the Institute for Law and Finance on May 3, 2012.

Автор: Jesse A Flanagan
Название: Cyber Resiliency, Security & Cloud Computing Suitability in Military Information Technology
ISBN: 1629488682 ISBN-13(EAN): 9781629488684
Издательство: Nova Science
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Цена: 267160.00 T
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Описание: The United States cannot be confident that our critical Information Technology (IT) systems will work under attack from a sophisticated and well-resourced opponent utilising cyber capabilities in combination with all of their military and intelligence capabilities. While the Department of Defense takes great care to secure the use and operation of the "hardware" of its weapon systems, these security practices have not kept up with the cyber adversary tactics and capabilities. Further, the same level of resource and attention is not spent on the complex network of information technology (IT) systems that are used to support and operate those weapons or critical cyber capabilities embedded within them. This book provides recommendations for a workable framework; details about how the Department could prepare to operate in a cyber-contested environment; and the task force describes the specific aspects of the cloud computing configuration that are relevant to avoid the simple choice of public or private clouds.

Автор: Amanda Wendell
Название: National Biosurveillance Strategy & Associated Science & Technology Roadmaps: Considerations & Priorities
ISBN: 1629489948 ISBN-13(EAN): 9781629489940
Издательство: Nova Science
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Цена: 73910.00 T
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Описание: A well-integrated, national biosurveillance enterprise is a national security imperative. The United States ability to detect quickly and characterise a potential incident of national significance that affects human, animal, or plant health is of paramount importance. Rapid detection and enhanced situational awareness are critical to saving lives and improving incident outcomes, whether the result of a bioterrorism attack or other weapons of mass destruction (WMD) threat, an emerging infectious disease, pandemic, environmental disaster, or a food-borne illness. Beyond the need to protect domestic interests, and because health threats transcend national borders, the United States also plays a vital role within an international network of biosurveillance centres across the globe. This book focuses on the national strategy for biosurveillance and the national biosurveillance science and technology roadmap.

Автор: Joshua Hartman
Название: Federal Security Clearances: Elements & Improvement Opportunities
ISBN: 1631170392 ISBN-13(EAN): 9781631170393
Издательство: Nova Science
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Цена: 73910.00 T
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Описание: Security clearances allow personnel access to classified information that, through unauthorised disclosure, can, in some cases, cause exceptionally grave damage to U.S. national security. To safeguard classified data and manage costs, agencies need an effective process to determine whether civilian positions require a clearance. This book discusses agencies needing clearly defined policies for determining civilian position requirements; answers frequently asked questions on the security clearance process; and provides statements and testimonies from a hearing on the insider threat to homeland security.

Автор: John Coffee Jr, Hillary Sale, M. Henderson
Название: Securities Regulation
ISBN: 1628102195 ISBN-13(EAN): 9781628102192
Издательство: Mare Nostrum (Eurospan)
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Цена: 261490.00 T
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Описание: This is the first and oldest casebook on securities regulation and provides the tools for the in-depth study of the law of securities regulation. With the addition of Professor M. Todd Henderson, the Michael J. Marks Professor of Law and Aaron Director Teaching Scholar at the University of Chicago Law School, as a co-editor this edition includes a diversity of perspectives as we continue to engage the key issues in this field.This edition has been revised to take into account the following:Developments since the JOBS act was passed in 2012, including in particular (1) general solicitations under Rule 506; (2) the ""on ramp"" for ""emerging growth companies"" (3) the new heightened standard for when a company must become a ""reporting company"" under 12(g) of the 1934 Act (and the SEC's very recent proposed rules implementing this standard); (4) ""crowdfunding"" and (5) the proposed rules for ""Regulation A+"" small issues.The role of cost/benefit analysis in the formulation of SEC rules.Coverage of Regulation SCIIncreased attention to hedge fund activism as it relates to mergers and acquisitions.Recent Supreme Court cases